Announcement Types and Announcement Sub Types

This list may change over time as more Announcement Types and Announcement Sub Types are added.

 

Announcement Type

Announcement Type description

Announcement Sub-type

Announcement Subtype description

Acquisition

An acquisition of assets by an Issuer.

ALTX - Category 2

An acquisition of assets by an Issuer for a cash consideration which is lower than fifty percent of the market capitalisation of the company but more than five percent or an issue of shares which is less than  fifty percent of the issued share capital of the company but more than five percent 

Acquisition

An acquisition of assets by an Issuer.

ALTX- Category 1

An acquisition of assets by an Issuer for a cash consideration which is fifty percent of the market capitalisation of the company or an issue of shares which forms fifty  five percent of the issued share capital of the company

Acquisition

An acquisition of assets by an Issuer.

ALTX- Uncategorised

Primary Listing - An acquisition of assets by an Issuer for a cash consideration, which is lower than five percent of the market capitalisation of the company or an issue of shares, which is less than five percent of the issued share capital of the company.

Secondary Listing - Any acquisition of assets.

Acquisition

An acquisition of assets by an Issuer.

Category 1

A acquisition or disposal of assets by an Issuer for a cash consideration which is twenty percent of the market capitalisation of the company or an issue of shares which forms twenty five percent of the issued share capital of the company

Acquisition

An acquisition of assets by an Issuer.

Category 2

An acquisition of assets by an Issuer for a cash consideration which is lower than twenty percent of the market capitalisation of the company but more than five percent or an issue of shares which is less than  twenty five percent of the issued share capital of the company but more than five percent 

Acquisition

An acquisition of assets by an Issuer.

Uncategorised

Primary Listing - An acquisition of assets by an Issuer for a cash consideration which is lower than five percent of the market capitalisation of the company or an issue of shares which is less than five percent of the issued share capital of the company.

Secondary Listing - Any acquisition of assets.

Annual General Meeting

Meeting held by companies on an annual basis as per the companies act

Notice

A notification of the Issuer to shareholders that the annual general meeting as required in terms of the companies act will be held on a specific date at a specific venue at a specific time

Annual General Meeting

Meeting held by companies on an annual basis as per the companies act

Results

A publication by the Issuer of the results of the annual general meeting

Capitalisation

Changes to Issuer's share capital

Capital Payment

Payments to holders of securities in terms of Section 90 of the Act

Capitalisation

Changes to Issuer's share capital

Capitalisation Award

Capitalisation Issue - An issue of fully paid securities capitalised from a company’s share premium, capital redemption reserve fund or reserves (or combination thereof) to existing holders of securities in proportion to their holdings at a specific date. 

Capitalisation

Changes to Issuer's share capital

Capitalisation Reduction

An event where a payment of cash is made to registered owners (and where applicable for the benefit of the beneficial owners) when excess working capital held in a company is distributed. Payment is made out of the Share Premium Account.

Cautionary

Issuer requesting shareholders to take caution in trading in the share

Cautionary

An issuer that has published a cautionary announcement warning shareholders that there is information that could have an effect on the share price and that they should take caution in trading in the share.

Cautionary

Issuer requesting shareholders to take caution in trading in the share

Cautionary Renewal

An issuer must issue a progress report by way of a further cautionary announcement at least every 30 business days, unless the JSE allows otherwise, until full details on the subject of the cautionary announcement have been announced

Cautionary

Issuer requesting shareholders to take caution in trading in the share

Withdrawal

Where a company decides to withdraw a cautionary announcement, it must make an announcement to this effect

Change in Authorised share capital

Issuer announcing changes to the Authorised  share capital of the company

Increase in Authorised share capital

Issuer increasing the total number of shares that could be issued in the company 

Change in Authorised share capital

Issuer announcing changes to the Authorised  share capital of the company

Nominal value/ Par value change

Share capital in a company either has a nominal value or it has no value and is therefore called no-par value shares.  A change in nominal value/par value refers to an event where the company changes its nominal/par value, by either reducing or increasing

Change to the Board

Change to the membership of the Board

Appointment of Company Secretary

Issuer announcing the name and the effective date of the newly appointed company secretary

Change to the Board

Change to the membership of the Board

Appointment of Director

Issuer announcing the name and the effective date of the newly appointed director

Change to the Board

Change to the membership of the Board

Death of Company Secretary

Issuer announcing the death of the company secretary

Change to the Board

Change to the membership of the Board

Death of Director

Issuer announcing the death of a director

Change to the Board

Change to the membership of the Board

Resignation of Company Secretary

Announcement of the resignation of Company Secretary

Change to the Board

Change to the membership of the Board

Resignation of Director

Details of the resignation of a director

Change to the Board

Change to the membership of the Board

Retirement of director

Details of the retirement of a director

Dealings

Details fo trading in shares by various parties in terms of the JSE Listings Requirements

by Associate of Director

Details of trading in shares by an associate of a Director

Dealings

Details for trading in shares by various parties in terms of the JSE Listings Requirements

by Company Secretary

Details of trading in shares by Company Secretary

Dealings

Details for trading in shares by various parties in terms of the JSE Listings Requirements

by Designated Advisor

Details of trading in shares by the Designated Advisor

Dealings

Details for trading in shares by various parties in terms of the JSE Listings Requirements

by Director

Details of trading in shares by the director

Dealings

Details for trading in shares by various parties in terms of the JSE Listings Requirements

by Director of Subsidiary

Details of trading in shares by the director of subsidiary

Dealings

Details for trading in shares by various parties in terms of the JSE Listings Requirements

by Executive Committee

Details of trading in shares by a member of the Executive Committee

Dealings

Details for trading in shares by various parties in terms of the JSE Listings Requirements

by other

Details of trading in shares by any other party not detailed in a separate sub-type

Dealings

Details for trading in shares by various parties in terms of the JSE Listings Requirements

Exercise of options

Details of the relevant party exercising the option to acquire shares

Dealings

Details for trading in shares by various parties in terms of the JSE Listings Requirements

Share Incentive schemes

Details of shares or options granted/accepted  in terms of a Share Incentive scheme

Debt Instrument

Announcements related to debt instruments

Full redemption

Issuer redeeming the full outstanding value

Debt Instrument

Announcements related to debt instruments

Interest rate

Actual interest rate payable

Debt Instrument

Announcements related to debt instruments

Maturity

Issuer of debt instruments announcing the details of the maturity of a debt instrument

Debt Instrument

Announcements related to debt instruments

Partial redemption

Issuer redeeming only a portion of the outstanding value

Disposal

A disposal of assets by an Issuer 

Category 1

A disposal of assets by an Issuer for a cash consideration which is twenty percent of the market capitalisation of the company or an issue of shares which forms twenty five percent of the issued share capital of the company

Disposal

A disposal of assets by an Issuer 

Category 1 - ALTX

A acquisition or disposal of assets by an Issuer for a cash consideration which is fifty percent of the market capitalisation of the company or an issue of shares which forms fifty  five percent of the issued share capital of the company

Disposal

A disposal of assets by an Issuer 

Category 2

A disposal of assets by an Issuer for a cash consideration which is lower than twenty percent of the market capitalisation of the company but more than five percent or an issue of shares which is less than  twenty five percent of the issued share capital of the company but more than five percent 

Disposal

A disposal of assets by an Issuer 

Category 2 - ALTX

A acquisition or disposal of assets by an Issuer for a cash consideration which is lower than fifty percent of the market capitalisation of the company but more than five percent or an issue of shares which is less than  twenty five percent of the issued share capital of the company but more than five percent 

Disposal

A disposal of assets by an Issuer

Uncategorised

Primary Listing - A disposal of assets by an Issuer for a cash consideration which is lower than five percent of the market capitalisation of the company or an issue of shares which is less than five percent of the issued share capital of the company.

Secondary Listing - Any disposal of assets.

Disposal

A disposal of assets by an Issuer

ALTX- Uncategorised

Primary Listing - A disposal of assets by an Issuer for a cash consideration which is lower than five percent of the market capitalisation of the company or an issue of shares which is less than five percent of the issued share capital of the company.

Secondary Listing - Any disposal of assets.

Dividend/Interest

Payments made by an issuer.

Cash Dividend

Payment made by an issuer to its shareholders normally out of the issuer’s current or accumulated earnings in proportion to their holdings. 

Dividend/Interest

Payments made by an issuer.

Interest payment

An event where interest is paid to registered owners of interest bearing securities (and where applicable for the benefit of the beneficial owners), at a fixed or variable rate.

Dividend/Interest

Payments made by an issuer.

Liquidation Dividend

Payment of cash to holders of securities on a winding up of the company and subsequent termination of listing. Liquidation payment(s) can be made in stages (interim and final)

Dividend/Interest

Payments made by an issuer.

Scrip Dividend

A cash dividend incorporating an election on the part of shareholders to receive either capitalisation shares or cash, with the default election being either shares or cash.

Dividend/Interest

Payments made by an issuer.

Special Dividend

A special dividend is a cash payment that is separate from the typical recurring dividend cycle. An issuer needs to state whether a special dividend should be treated as capital or income payment.

Financial Results

Financial Results of the Issuer

Audited

Audited Financial statements of the Issuer prepared at the end of the financial year

Financial Results

Financial Results of the Issuer

Interim

Financial information of the Issuer prepared half way through the financial year.

Financial Results

Financial Results of the Issuer

Late Submission

Publication of financial information not within the parameters in the JSE Listings Requirements

Financial Results

Financial Results of the Issuer

Preliminary

Financial statements of the Issuer prepared at the end of the financial year, but the audit is not finalised yet.

Financial Results

Financial Results of the Issuer

Quarterly

Financial information of the Issuer prepared every quarter of the financial year

Financial Results

Financial Results of the Issuer

Reviewed

Annual financial information reviewed by the auditors of the issuer.

Financial Results

Financial Results of the Issuer

Unaudited

Financial information that is not audited by the auditor.

FTSE/JSE Africa Index Series

Announcement by the JSE on FTSE indices

No Sub Type

Announcement by the JSE on FTSE indices

General

Everything that doesn't fit anywhere else

No Sub Type

Everything that doesn't fit anywhere else

General Meeting

Issuer announcing the details of the general meeting

Notice

Notification by the Issuer on the date and venue for an extraordinary General meeting of shareholders

General Meeting

Issuer announcing the details of the general meeting

Results

The results of the voting on the resolutions at the general meeting

Instruments

Details on changes to the structure of the instrument

Consolidation

An event where the number of issued shares of a class is consolidated into a lesser quantity of shares of the same class with a corresponding increase in the nominal value/par value of the resultant number of issued shares of the same class. 

Instruments

Details on changes to the structure of the instrument

Conversion

Conversions arise when convertible securities are converted into another instrument in accordance with the relevant trust deed.

Instruments

Details on changes to the structure of the instrument

Subdivision

An event where the number of issued shares of a class is split into a greater quantity of shares of the same class with a corresponding decrease in the par value of the resultant number of issued shares of the same class.

Issue of Shares for Cash

Issuer issuing shares for cash

General

An Issue of shares for cash to public shareholders in terms of the general authority granted by shareholders in terms of the JSE Listings Requirements

Issue of Shares for Cash

Issuer issuing shares for cash

Specific

An Issue of shares for cash usually to a specific party specifically approved by shareholders in terms of the JSE Listings Requirements

Merger

Two legal entities joining together to form one legal entity

No Sub Type

Two legal entities joining together to form one legal entity

Name Change

An event where the registered name of a company is changed

No Sub Type

An event where the registered name of a company is changed

New Listing (Board/ Instrument)

Description of New Listing (Board/ Instrument)

Debt instruments

Listing of a Debt Instrument    

New Listing (Board/ Instrument)

Description of New Listing (Board/ Instrument)

ETF

Listing of an ETF

New Listing (Board/ Instrument)

Description of New Listing (Board/ Instrument)

New Listing

The listing of a new Issuer on the JSE 

New Listing (Board/ Instrument)

Description of New Listing (Board/ Instrument)

Other products

Listing of Other products

New Listing (Board/ Instrument)

Description of New Listing (Board/ Instrument)

Warrant Listing

The new listing of a Warrant on the JSE

Offers

Description of Offers

Claw back offer

An offer of renounceable rights to an issuer’s securities holders, pro rata to their holdings in the issuer, to subscribe for securities in the issuer by means of the issue of renounceable La’s  The shares will placed with an external party and shareholders claw back their right to the share.

Offers

Description of Offers

Conditional offer

An offer by a person or an entity to buy all or a part of the shares held by minority shareholders subject to  certain conditions being met.  If these conditions are not met, the offer will be terminated

Offers

Description of Offers

Hostile

An offer by a person or entity to buy all or a part of the shares held by minority shareholders where the management do not support the offer

Offers

Description of Offers

Odd lot offer

An odd lot offer is an event where a listed company intends eliminating odd lot holdings to reduce administrative costs and offers all holders of odd the option of electing to:  retain their odd-lot holding; or sell their odd-lot holding.  An odd lot is usually up to 100 shares but could me more.  

Offers

Description of Offers

Offer to Minorities

An offer by a person or an entity to buy all of the shares held by minority shareholders

Offers

Description of Offers

Partial offer

An offer by a person or an entity to buy a part of the shares held by minority shareholders

Offers

Description of Offers

Rights offer

An offer of renounceable rights to an issuer’s securities holders, pro rata to their holdings in the issuer, to subscribe for securities in the issuer by means of the issue of renounceable LA’s.

Offers

Description of Offers

Take up of Rights Offer

Announcement after closing date of the rights offer to let investors know how many shareholders and how many shares were taken up in the rights offer period.

Offers

Description of Offers

Unconditional offer

An offer by a person or an entity to buy all or a part of the shares held by minority shareholders with no conditionality.

Payment to shareholders

Payments to holders of securities in terms of Section 46 (90 )of the Act

No Sub Type

Payments to holders of securities in terms of Section 46 (90 )of the Act

Redemption

Issuer repaying a debt instrument

Full redemption

This refers to preference shares or debentures or other debt instruments.  The initial capital or investment is paid out by the company at a certain date.

Redemption

Issuer repaying a debt instrument

Partial redemption

This refers to preference shares or debentures or other debt instruments.  A portion of the initial capital or investment is paid out by the company at a certain date.

Regulatory

An announcement by a regulator

Competition Commission

An announcement by the Competition Commission relevant to a listed company

Regulatory

An announcement by a regulator

Competition Tribunal

A regulatory announcement by the Competition Tribunal

Regulatory

An announcement by a regulator

Exchange

JSE making Regulatory announcements

Regulatory

An announcement by a regulator

FSB

Announcement by the Financial Services Board on a listed Issuer  

Regulatory

An announcement by a regulator

JSE

A regulatory announcement by the JSE

Regulatory

An announcement by a regulator

TRP

An announcement made by the Takeover Regulations Panel

Related Party Transactions

Transaction with a party which is related to the Issuer.  Related party is defined in the JSE Listings Requirements

Shareholder approval

A transactions between the listed Issuer and a related party as defined in section 10 of the JSE listings requirement in terms of which the consideration forms more than 5% of the market capitalisation of the issuer and therefore shareholder approval is required.

Related Party Transactions

Transaction with a party which is related to the Issuer.  Related party is defined in the JSE Listings Requirements

Small

A transactions between the listed Issuer and a related party as defined in section 10 of the JSE listings requirement in terms of which the consideration is more than 0.25% and less than 5% of the market capitalisation of the issuer.

Rescue operation

Issuers announcing the terms of the rescue provision in the Co act and the JSE Listings Requirements

No Sub Type

Issuers announcing the terms of the rescue provision in the Co act and the JSE Listings Requirements.

Resource and Reserves

Annuncement by  mining issuer on resources and reserves

No Sub Type

Announcement by  mining issuer on resources and reserves.

Scheme Meeting

Meeting of shareholders in terms of the companies Act when a scheme of arrangement is proposed

Notice

A notification of the Issuer to shareholders that the as required in terms of the companies act will be held on a specific date at a specific venue    

Scheme Meeting

Meeting of shareholders in terms of the companies Act when a scheme of arrangement is proposed

Results

A publication by the Issuer of the results of the scheme meeting

Scheme of Arrangement

An arrangement between a company and its shareholders in terms of the companies act

No Sub Type

An arrangement between a company and its shareholders in terms of the companies act

Sector transfer

Issuer moving from one sector to another on the board

No Sub Type

Issuer moving from one sector to another on the board

Share Buyback

Issuer buying back its own shares

General

The company repurchase shares in the open order book of the JSE or any other official exchange on which it is trading

Share Buyback

Issuer buying back its own shares

Specific

The Company repurchases shares from specific or defined shareholders.

Sponsor/DA/Debt sponsor /Auditor

Annoucement on the status of the Sponsor, DA , Debt sponsor or Auditor

Appointment 

Appointment of Sponsor/DA or Debt Sponsor

Sponsor/DA/Debt sponsor /Auditor

Annoucement on the status of the Sponsor, DA , Debt sponsor or Auditor

Appointment - Auditor

Appointment of an auditor

Sponsor/DA/Debt sponsor /Auditor

Annoucement on the status of the Sponsor, DA , Debt sponsor or Auditor

Resignation 

Resignation of Sponsor, DA or Debt Sponsor

Sponsor/DA/Debt sponsor /Auditor

Annoucement on the status of the Sponsor, DA , Debt sponsor or Auditor

Resignation - Auditor

Resignation of Auditor

Statements

Various statements issued by Issuers 

Abridged Pre-Listing Statement

A condensed version of the statement produced by the issuer either before listing of the instruments or after listing when an offer is made

Statements

Various statements issued by Issuers 

Interest in Shares

An Issuer announcing the Interest in shares

Statements

Various statements issued by Issuers 

No Change Statement

A statement by the issuer that the Annual report will be distributed and that there is no material changes between the final audited results and those published in the preliminary results

Statements

Various statements issued by Issuers 

Posting of Annual Report

An Issuer announcing that the annual report will be posted

Statements

Various statements issued by Issuers 

Trading Statement

A statement by the issuer informing the market that the financial results of the company will at least 20% different from those of the corresponding period.

Statements

Various statements issued by Issuers 

Trading Update

A statement by the issuer updating the market that the financial results of the company will at least be 20% different from those of the corresponding period.

Suspension 

The trading of the issuers instruments are suspended

Lifting of Suspension

Trading in shares commenced after it was stopped temporarily

Suspension 

The trading of the issuers instruments are suspended

Suspension

When the trading of shares is stopped temporarily

Take-Over

A company taking control of another company

Reverse Take-Over

An acquisition by a listed company of a business, an unlisted company or assets where any percentage ratio is 100% or more of the original market value of the listed company, or which would result in a fundamental change in the business, or in a change in board or voting control of the listed company, in which case this will be considered a new listing.

Take-Over

A company taking control of another company

Take-over

One company of entity taking control of another

Termination

Trading of shares being terminated

Full

An event where the listing status of securities on the JSE is withdrawn.  It does not necessarily mean the company is de-listing as they may have other instrument classes still listed.

Termination

Trading of shares being terminated

Partial

Withdrawing the listing of securities.  This could be due to shares being repurchased or the shares not being taken up in a rights offer.

Trading Halt

Trading of shares are halted intraday pending the announement of price sensitive information

No Sub Type

Trading of shares are halted intra-day pending the announcement of price sensitive information

Voluntary Winding-Up

The company is wound up after it obtained shareholder approval

No Sub Type

The company is wound up after it obtained shareholder approval

Warrants

Changes to the warrant instrument

Expiry

The warrants reached its expiry date

Warrants

Changes to the warrant instrument

Reset

The Issuer resets certain terms of the warrant

Warrants

Changes to the warrant instrument

Rollover

The issuer replace the one type of warrant with another

Warrants

Changes to the warrant instrument

Terms amendment

The Warrant issuer making an amendment to the terms of the warrant.